Foundations of Policy Analysis | Dr. Tyler Scott

Thursday 3:30 to 6:15pm, Journalism 511 | Office Hours: Monday 9am-12pm or by appointment | Course list-serv: TBD

Topic Schedule

Date Wk Objective(s) Topic Team Time Presentation Deliverable
01/05/17 1 I, II, III What is policy analysis?
01/12/17 2 I, II, III Tools, goals, and evidence
01/19/17 3 I Efficiency
01/26/17 4 I Externalities and information asymmetry Initial sketch policy tool report
02/02/17 5 I Public goods and the commons
02/09/17 6 I Risk and Uncertainty 1 hr
02/16/17 7 III Policy tools/instruments 1 hr
02/23/17 8 III Direct policy tools (sign up sheet) Tool debrief
03/02/17 9 III Indirect policy tools (sign up sheet) Tool debrief
03/16/17 10 I,III Behavioral economics and nudges
03/23/17 11 II Economic cooperation and competition Draft Policy Tool Report
Peer review assignments
03/30/17 12 II Equity and economic welfare
04/06/17 No Class II Equity: income and taxation 1 hr No Class - Tyler presenting as MPSA Peer review: Policy Tool Drafts
04/13/17 14 II Equity: race and ethnicity 1 hr
04/20/17 15 II Equity: gender Memo: New Nudge and/or Equitable Practice
05/04/17 F Final Policy Tool Reports (Rubric)
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Overview

This course provides broad exposure to the fundamental tools of marginal benefit and cost that supports welfare economics and policy analysis. While competitive markets are often efficient, there are many barriers to perfectly functioning markets that lead to the need for public policy. The course will also examine departures from canonical rational choice-based economic theory, often labelled as behavioral economics, and examine the implications of behavioral economic theories for modern policymaking.

Part of the programmatic goals for University of Georgia MPA students are that they understand the public policy process at the federal, state and local levels, including formulating, implementing and evaluating public policy. Students should develop the ability to interpret and persuasively communicate information regarding policy alternatives through written materials. Additionally, students should analyze policy alternatives using quantitative and qualitative tools to evaluate decisions and explain potential ramifications for diverse constituencies.

Secondly, the MPA program at UGA teaches students to utilize various methods and analytical tools to gather, analyze and interpret data to provide effective reasoning for decision-making and policy creation. Students should learn to effectively inform the public and other stakeholders of decisions and initiatives through the presentation of data and research finding. Furthermore, they should learn to produce policy papers involving the synthesis of information, evaluation, and analysis of critical questions or problems currently facing the field of public administration and policy.

Ultimately, this course seeks to lead students to develop these skills by applying the economic method of thought. Namely, this involves the assumption that rational agents respond predictably to incentives in order to allocate the scarce resources at their disposal as seems "best" to them, and how this method can be a widely useful tool for assessing public policy. Students in the course will practice the several skills outlined above via class discussion, out-of-class readings, and response papers.

Objectives

The course has three objectives:

  • I. Develop analytical skills required to consume--and produce--technical policy analysis and program evaluation studies/reports.
  • II. Cultivate a critical eye to what's being measured in a policy analysis or program evaluation study/report and speak to the study/report's internal, external, and construct validity.
  • III. Foster emerging expertise on a given policy tool and/or a specific domain of public policy.

Guidelines

Prerequisites

There are no formal prerequisites for this course. I will assume that you have the capacity to read and interpret basic descriptive and inferential statistics (including reading/interpreting professional and academic studies on public policy).

Office Hours

My office is in Baldwin Hall, Room 415. Office hourse are Monday 9am to noon. While I am happy to hold weekly office hours, I fully acknowledge that other classes, work schedules, childcare constraints, etc., can make it difficult to get to Baldwin Hall within a set 90 minute window. For this reason I am happy to talk on the phone with you if that is more convenient. Or, if you need to coordinate a conversation with me and your group members, I am happy to meet with you virtually using Google Meetup, Skype, or similar technology. If you have a topic you would like to bounce around or you seek a detailed amount of feedback about something related to class, my only request is that you consider a medium other than email since writing out long emails (and replies) is often less efficient than a conversation.

Readings

There are two required books for this course: (1) Salamon 2002: Tools of Government ; and (2) Stone 2011: Policy Paradox. You are welcome to purchase older editions of either book. Currenly, used copies of Salamon are selling on Amazon for $8, and used editions of Stone for around $8 as well. In addition, I do recommend that students purchase a used/older copy of this textbook (Hal R. Varian, Intermediate Microeconomics, 7th, 8th, or 9th Edition, (New York: W.W. Norton and Company)), which provides excellent technical background on the economic concepts that we will cover. All other readings will be made available through the course page.

Attendance

Class preparation and participation are very important for success in this course. Please arrive on time to class and attend each class. An absence is excused if you email me in advance of the class meeting and only in the case of illness, documented emergencies, and unavoidable conflict due to official university obligations. If you anticipate missing more than two classes I encourage you to drop this class and find another course that is more conducive to your schedule. Students who miss more than 2 classes without excuse will have their grade reduced by one full letter for each additional class period missed. Job interviews and job-related conflicts are not considered excused absences. Absences reported after missing class are considered unexcused unless valid documentation is provided. I expect students who are unable to attend class to obtain class materials and notes from classmates. Missing class is not an excuse for turning in late assignments.

Participation

As mentioned above, class preparation and participation are very important for success in this class. I ask that you attend class, arrive on time, complete assigned readings, and to contribute to class activities through active participation and involvement. Everyone benefits tremendously when there is active participation in class. Class discussions are not an empty exercise to gain points but an effort to teach each other how to engage in respectful and high-level discussions. Come to class with enthusiasm and ready to engage me, your classmates, the material, and your abilities! As you will see, I've designed participation credit for this course in a way that rewards multiple types of participation, not just speaking up in class.

To facilitate discussion in class, for each week we will have discussion readings and/or podcasts. On at least five occasions during the semester, I ask that you post two discussion questions about the week's discussion reading. To receive participation credit for your question(s), you will need to post the question(s) pertaining to that week's material by noon (12:00 PM) on the day of class to the course's online discussion board. The question(s) you pose about the week's required readings need not be overly complicated. At the same time, please go beyond a question that could be answered with a 'yes/no' (e.g. 'Do you agree with Merten's point about...?' does not provide sufficient material to stimulate discussion). The point of generating questions like this is to stimulate your own critical thinking about the material and provide your classmates with insight into your takeaways related to the week's required readings. When thinking about your question, you are welcome to connect your question about the week's materials to material covered in previous weeks. The class discussion board also allows you to post a reply to someone's questions. That is, if you have a question that builds on or extends another classmate's question, you are welcome to offer that in place of your own stand-alone question.

Working in Teams

By this point in your graduate school experience you are likely well acquainted with group work and team projects.

I invite you to divide up work however you see fit over the course of the quarter. For consistency's sake, however, please delegate one team member as the lead who will be responsible for submitting all your team assignments.

You are welcome to approach me at any point in the quarter if you're struggling with a teammate, but I also encourage you to remedy the situation on your own to the best of your ability. Note that at the end of the quarter, I will ask you to assess your contribution to the team project and the contribution of your teammates. A blaring lack of contribution may affect a team member's final project grade negatively.

Academic Integrity

As a University of Georgia student, you have agreed to abide by the University's academic honesty policy, 'A Culture of Honesty,' and the Student Honor Code. All academic work must meet the standards described in 'A Culture of Honesty' found at: https://ovpi.uga.edu/academic-honesty/academic-honesty-policy. Lack of knowledge of the academic honesty policy is not a reasonable explanation for a violation. Questions related to course assignments and the academic honesty policy should be directed to the instructor.

Special Accommodations

If you have a learning disability, sensory or physical disability or if English is not your first language and you need special assistance in lecture, reading assignments, or written assignments, please contact the instructor at the beginning of the semester. Students with chronic conditions (illness, disability, extenuating personal or family circumstances) that may require special accommodations must notify me in writing by February 2nd. In the case of chronic illness, you must provide a doctor's note written on letterhead with the doctor's name, signature and telephone number. Excuses for chronic conditions will not be granted if documentation is not provided before the February 2nd. The physician must be located in the United States, preferably locally.

Students needing accommodations because of disability will need to register with UGA's Disability Resource Center (DRC) and complete the appropriate forms issued by DRC before accommodations can be provided. The DRC office at the University of Georgia is located at 114 Clark Howell Hall, or the DRC can be reached by phone at (706) 542-8719. For more information, please see: https://drc.uga.edu/

Email

You are welcome to email me whenever you have a question or need clarification about something related to class. Please begin the subject line with "PADP 6950 Spring 2017" so that I can clearly see the email among our other correspondence. Please also allow sufficient time (24 hours) for a response. I will do my best to reply as soon as possible but oftentimes I might be traveling, in day-long meetings, or engaged in other activities that take me away from email. In certain cases, you may pose a good question from which everyone in the class may benefit hearing the answer; in those circumstances I may copy in the class email list when I reply.

Netiquette

Students are expected to abide by professional standards in all written and spoken communications, including email, web-based and other electronic communications. I will not respond to emails without a subject line or appropriate salutation. For a guide to respectful electronic communications, please see: http://www.albion.com/netiquette/corerules.html

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Assignments

Course Assignments Overview

As the semester progresses, I will distribute detailed guidance regarding each assignment under separate cover.

General Thoughts on Assignments

This course aims to provide advanced training in both the theory, practice, and consumption of public policy from a microeconomic perspective. To that end, coursework consists almost solely of applying and/or articulating economic concepts to address relevant policy questions just as one might when working as an analyst or manager at a public, private, or non-profit organization. Accordingly, I expect your assignments to be well organized, thoughtful, clearly written, and free of typos and errors. Please do not turn in any assignment that has not first been edited for grammar and typos both by you and by another individual (a friend, a classmate, your partner, etc.). When I read and grade your assignments I am evaluating your ability to critically analyze the issue; typos, poor sentence structure, and grammatical errors distract me from what is important.

A few notes regarding deliverables:

  • All assignments are due to the course @eLearning page by class time on the designated due date
  • Individual assignments must be clearly labelled using the following format: 'Firstinitial.Lastname.PADP6950.Assignment'. Group assignments should use a similar format, but with group member last names: 'Lastname1.Lastname1.PADP6950.Assignment'. Assignments that do not follow this convention will not be accepted.
  • All written work must be double spaced, with 1-inch margins.
  • All assignments must be submitted in .pdf format. Assignments not submitted as a .pdf file will be returned for revision and will be marked late.

Deliverables Schedule

Please note that specific details for each assignment will be passed out under separate heading and cover. The text below is meant to provide an overview of how the course assignments fit together. As the semester progresses, I will distribute detailed guidance regarding each stage of the project (e.g., idea sketch, working draft, etc.). Those documents will also be posted on this page.

Assignment Length Where Who Due Date % of grade
Initial policy tool sketch 1-2 pages Outside of class Individual Week 4 10
Draft policy tool report 8-10 pages Outside of class Individual Week 11 10
Peer review (draft policy tool report) 1-2 pages Outside of class Individual Week 13 10
Final policy tool report 8-10 pages Outside of class Individual Finals Week 30
Policy tool debrief 8-10 minutes In class With partner Week 8 or 9 10
Policy Memo: Nudges and/or equity 1-2 pages At home With partner Week 15 10
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Readings

This is a graduate-level course, and so I expect that you will do all readings prior to class. This is important not only because class discussions will draw heavily on the readings, but also because material from the readings can (will) be draw upon for your exams. Please note that the application and discussion readings are not meant to be an endorsement of a particular viewpoint, but rather to show how microeconomics is relevant to modern policy issues. What you are responsible for with regards to these readings is being able to articulate, defend, and critique the author's argument, not necessarily for agreeing with the author! There are two types of readings assigned in this course.

  • Technical Resource: This reading will typically be a more technical reading that discusses a particular component of microeconomic theory. This reading is meant to provide you with the ''nuts-and-bolts'' background regarding the concept in question. In reading the 'technical readings' be sure to focus on the key concepts and mechanisms discussed.
  • Discussion Pieces: Theoretically oriented and/or applied discussions are meant to be thought provoking, potentially provide a contrarian viewpoint, or provide a pragmatic example of course concepts. Often, the practical application reading will also extend--or challenge--standard microeconomic theory in light of interesting real-world phenomena. You need not agree with the author's point, but you should be able to articulate the author's argument and provide both supporting and counter points.
All required readings are linked to in the following calendar either directly or through the UGA library (password protected). Many are also available on Google Scholar. Please note that I have purposely assigned only a few readings per week, with the strong expectation that this will allow you to read each piece completely and fully engage with the readings.

Reading Schedule

Wk Topic Technical Readings Discussion Readings and/or Podcasts
1 What is policy analysis? Weimer and Vining Ch. 2 Stone Ch. 1
2 Tools, goals, and evidence Salamon Ch. 1 Gueron and Rolston Ch. 1
3 Efficiency Weimer and Vining Ch. 4 Stone Ch. 3
4 Externalities and information asymmetry Weimer and Vining Ch. 5
5 Public goods and the Commons Weimer and Vining Ch. 10
6 Risk and uncertainty Wheelan Ch. 7
O'Donoghue and Rabin 2000
7 Policy tools/instruments Bemelmans-Videc et al. Ch. 5 Schneider and Ingram 1990
8 Direct interventions Pick one tool (Salamon chapter) Corresponding chapter from Stone Part IV
9 Indirect interventions Pick one tool (Salamon chapter) Corresponding chapter from Stone Part IV
10 Behavioral tools Congdon et al. Ch. 2
11 Cooperation and competition Ostrom 2010
12 Equity and welfare Stone Ch. 2; Stone Ch. 4 On the Canadian prairie, a basic income experiment
13 Equity: income and taxation Congdon et al. Ch. 6-7
14 Equity: race and ethnicity Ingram and Schneider 2005 Seattle Racial Equity Toolkit
PPRE Racial Equity Strategy Guide
15 Equity: gender FAO: Gender in agricultural policies

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Grading

Assignment Weights

Final grades will be calculated as follows:

What Percentage
Participation 20
Policy Tool Debrief 10
Nudge and/or Equity Memo 10
Policy Tool Report Initial Sketch 10
Draft Policy Tool Report 10
Peer Review: Policy Tool Report 10
Final Policy Tool Report 30

Letter Grades

Grades are constructed to reflect posted university grading standards which are summarized below. Grades will be based on how many points you earn according to the following

  • A = >93 | A- = >90
  • B+ = >87 | B = >83 | B- = > 80
  • C+ = >77 | C = >73| C- = >70 points
  • D = > 60
  • F = < 60

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Handouts

Wk Topic In-class handouts
1 What is policy analysis? Rationalist Mode of Policy Analysis
Policy Analysis in Context
Market and Polis
2 Tools, goals, and evidence
3 Efficiency
4 Externalities and information asymmetry Market for Lemons
5 Public goods and the Commons The Economist (2009) "Health care as a public good"
6 Risk and uncertainty
7 Policy tools/instruments The Economist (2016) "The right way to do drugs"
8 Direct interventions
9 Indirect interventions
10 Behavioral tools
11 Cooperation and competition
12 Equity and welfare
13 Equity: income and taxation
14 Equity: race and ethnicity
15 Equity: gender
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